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Updated: May 25, 2025

Recapitulation of an Ion Channel IV Curve Using Frequency Components
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New Formulas of Feedback Capacity for AGN Channels with Memory: A Time-Domain Sufficient Statistic Approach.

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  • 1Department of Electrical and Computer Engineering, University of Cyprus, P.O. Box 20537, Nicosia CY-1678, Cyprus.

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Summary

This study clarifies feedback capacity calculations for additive Gaussian noise channels, introducing new time-domain methods and correcting prior literature on the n-block feedback capacity formula.

Keywords:
Gaussian channelsfeedback capacitymemorynon-stationarysufficient statisticunstable

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Area of Science:

  • Information Theory
  • Communication Systems
  • Stochastic Processes

Background:

  • Prior work on additive Gaussian noise (AGN) channels by Cover and Pombra (1989) introduced the n-block feedback capacity formula.
  • Recent literature has identified technical issues in time-domain and frequency-domain characterizations of this formula and its asymptotic limit.
  • Confusion exists regarding time-domain results, particularly concerning noise state knowledge for encoders and decoders.

Purpose of the Study:

  • Derive new results on the Cover and Pombra characterization of the n-block feedback capacity formula.
  • Clarify existing confusion in time-domain feedback capacity results for AGN channels.
  • Provide a rigorous analysis of the feedback capacity formula and its asymptotic limit.

Main Methods:

  • Derivation of new equivalent time-domain sequential characterizations for feedback capacity of AGN channels with non-stationary and non-ergodic Gaussian noise.
  • Expression of the n-block capacity formula as a functional of two generalized matrix difference Riccati equations (DREs).
  • Analysis of convergence properties of solutions to generalized DREs to establish the existence of the asymptotic limit.

Main Results:

  • New equivalent sequential characterizations for feedback capacity are derived, with optimal input processes as functionals of a sufficient statistic and Gaussian orthogonal innovations.
  • The n-block capacity formula is shown to be a functional of two generalized DREs, differing from prior single-DRE approaches.
  • The existence of the asymptotic feedback capacity limit is linked to the convergence of solutions of these two generalized DREs.

Conclusions:

  • This work clarifies technical issues in feedback capacity characterization for AGN channels.
  • The derived time-domain formulas are shown to be correct under specific technical conditions on feedback codes and noise realizations.
  • The study provides necessary and/or sufficient conditions for the existence of asymptotic limits for stable and unstable Gaussian noise.