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From Proprietary Printed Forms to Standardized Digital Exchange Formats - Care Transition Records to FHIR as an
Viktor Werlitz1, Lukas Kleybolte2, Sabahudin Balic1
1Institute for agile Software Development, Technical University of Applied Sciences, Augsburg, Augsburg, Germany.
Introduction:
The transition from proprietary, paper-based care transition records (CTRs) to standardized digital formats like HL7 FHIR remains a significant challenge for healthcare institutions. Variability in document layouts, coupled with slow adoption of new interoperability standards, complicates efforts to digitize patient records while preserving data integrity and privacy.
Methods:
This study presents a machine learning-based pipeline for automated information extraction from scanned CTRs. Synthetic training data was generated using a custom CTR generator. A Detectron2-based object detection model, integrated with LayoutParser for document structure analysis and Tesseract OCR for text recognition, was trained on this synthetic dataset. Checkbox detection was performed via an image-processing pipeline based on pixel density analysis. Extracted information was mapped to the FHIR-based PIO-ULB (Pflegeinformationsobjekt - Überleitungsbogen) format using a custom serialization tool.
Results:
A synthetic dataset of 10,000 CTR samples was used for training and evaluation. The model achieved high values for accuracy, precision, recall, and F1-score metrics for synthetic data (97%, 98%, 95%, 97%) and showed robust performance for real-world data (85%, 86%, 83%, 85%). Lower performance on real-world data was attributed to layout variability and scanning artifacts absent from the synthetic training set.
Discussion:
The results demonstrate the feasibility of using machine learning for automated extraction and standardization of CTRs, particularly when relying on synthetic data to overcome data privacy constraints during development. While accuracy declines with real-world document variability, the approach provides a possible interim solution for facilitating interoperability in healthcare documentation. Future work will focus on extending data generation to cover complex document layouts and integrating advanced OCR and handwriting recognition methods to further improve extraction performance.
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