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Assessing the impact of optical vortex spatial filtering in underwater LiDAR systems
Optics Express
|September 23, 2025
Summary
Optical vortices can filter scattering in underwater lidar, but turbulence and rough surfaces reduce their effectiveness. Combined effects significantly degrade performance, impacting murky environment measurements.
Area of Science:
- Ocean Optics
- Remote Sensing
- Optical Physics
Background:
- Blue-green underwater lidar offers high spatial resolution but suffers from scattering in turbid waters, limiting range and accuracy.
- Optical vortices have been explored as spatial filters to combat scattering by exploiting coherence differences.
- Underwater turbulence and target surface roughness can degrade the spatial coherence of lidar echoes, potentially hindering vortex filter performance.
Purpose of the Study:
- To investigate the impact of turbulence and target surface roughness on the effectiveness of optical vortex spatial filtering in underwater lidar.
- To develop a simulation model accounting for scattering, turbulence, and surface roughness for laser beam transmission in water.
- To analyze the combined effects of these factors on spatial filtering efficiency using signal-to-clutter ratio and transmittance.
Main Methods:
- Developed a multiple random phase screen model to simulate laser beam propagation through scattering, turbulent water with rough surfaces.
- Evaluated spatial filtering efficiency by measuring the improvement in signal-to-clutter ratio and spatial filter transmittance.
- Conducted simulations and experiments to validate the model and analyze the impact of environmental factors.
Main Results:
- The combined effect of turbulence and surface roughness significantly reduces the spatial filtering effectiveness of optical vortices, more so than individual factors.
- When one factor (turbulence or roughness) is dominant and negates the filter's function, the influence of the other factor becomes negligible.
- Simulation and experimental results corroborated the detrimental combined impact on filter performance.
Conclusions:
- The effectiveness of optical vortex spatial filtering in underwater lidar is substantially diminished by the combined presence of turbulence and surface roughness.
- Understanding these combined effects is crucial for optimizing lidar system design and spatial filtering strategies in challenging underwater conditions.
- The proposed simulation model provides a valuable tool for predicting and mitigating performance degradation in diverse underwater environments.

