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Operation Optimization Decision-Making of Aluminum Electrolysis Process Using Offline Reinforcement Learning.

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    This study introduces a new method for safe operation optimization in aluminum electrolysis using offline reinforcement learning. The approach ensures policies are feasible and surpass existing ones while meeting strict industrial safety standards.

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    Area of Science:

    • Industrial Process Optimization
    • Artificial Intelligence
    • Chemical Engineering

    Background:

    • Aluminum electrolysis generates complex datasets with diverse and risky policies.
    • Offline reinforcement learning faces challenges in ensuring safety and feasibility for industrial operations.
    • Existing methods struggle with distribution shift in multicategory behavioral policies.

    Purpose of the Study:

    • To develop an offline multiobjective reinforcement learning method with multicategory policy constraint for aluminum electrolysis operation optimization.
    • To enable learning of optimization policies that exceed behavior policies while adhering to safety requirements.
    • To address the distribution shift problem in multicategory behavioral policies.

    Main Methods:

    • Proposed an offline multiobjective reinforcement learning framework with multicategory policy constraint.
    • Utilized a mixture Gaussian variational autoencoder (GMVAE) for behavior cloning and policy constraint.
    • Designed an actor-critic architecture with separate critics for operational performance and safety.
    • Introduced a safety critic network to enforce industrial safety requirements.

    Main Results:

    • The proposed method learned an optimization policy superior to behavior policies.
    • The learned policy successfully met stringent industrial safety requirements.
    • Experimental results on real-world aluminum electrolysis data showed superior performance compared to other offline reinforcement learning algorithms.
    • Effectively alleviated the distribution shift problem on multicategory behavioral policies.

    Conclusions:

    • The developed offline multiobjective reinforcement learning approach is effective for safe operation optimization in aluminum electrolysis.
    • The method provides a robust solution for complex industrial scenarios with safety constraints.
    • The approach demonstrates significant advantages over existing offline reinforcement learning algorithms in this domain.