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Predicting plaque-gingivitis risk in schoolchildren using an interpretable machine learning model: a cross-sectional

Linping Wu1, Shaochen Su2,3, El-Sayed Salama4

  • 1School of Stomatology, Lanzhou University, 199 Donggang West Road, Lanzhou, 730000, Gansu, China.

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This study developed an interpretable machine learning model to predict gingivitis risk in children using questionnaire data. The random forest model accurately identified key risk factors, enabling scalable prevention strategies.

Keywords:
GingivitisMachine learningOral healthPreventive dentistryRisk stratificationSHAPSchoolchildren

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Area of Science:

  • Pediatric Dentistry
  • Machine Learning in Healthcare
  • Public Health

Background:

  • Plaque-induced gingivitis is a common oral health issue in schoolchildren.
  • Accurate risk prediction is crucial for effective prevention strategies.
  • Interpretable machine learning (ML) offers a novel approach to analyze risk factors.

Purpose of the Study:

  • To develop an interpretable ML model for predicting gingivitis risk in schoolchildren using questionnaire data.
  • To identify and explain key risk factors associated with plaque-induced gingivitis.
  • To assess the generalizability and scalability of the developed ML model.

Main Methods:

  • Multi-stage cluster random sampling of 1755 children (aged 6-12) in Lanzhou.
  • Data collection via questionnaires and clinical dental examinations.
  • Feature selection using LASSO regression and model development with six ML algorithms (RF, LightGBM, LR, XGBoost, DT, KNN).
  • Model performance evaluation using AUC, sensitivity, specificity, accuracy, precision, F1-score, and decision curve analysis.
  • Risk factor interpretation using SHapley Additive exPlanations (SHAP).

Main Results:

  • 51.3% of children were diagnosed with plaque-induced gingivitis.
  • The Random Forest (RF) model demonstrated the highest performance (training AUC: 0.991; testing AUC: 0.909; external validation AUC: 0.824).
  • SHAP analysis identified brushing frequency, age, regular dental checkups, brushing time, gingival bleeding, and annual income as key predictors.

Conclusions:

  • An interpretable RF model accurately predicts gingivitis risk based on self-reported factors.
  • This ML-driven approach can reduce reliance on clinical examinations for pediatric gingivitis prevention.
  • The model supports scalable and resource-efficient gingivitis prevention in various settings.