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A deep learning architecture for leaf water potential prediction in Populus euramericana 'I-214' from hyperspectral
Xue-Wei Gong1, Qing-Song Yu2, Hong-Li Li2
1CAS Key Laboratory of Forest Ecology and Silviculture, Institute of Applied Ecology, Chinese Academy of Sciences, Shenyang, Liaoning, China.
Introduction:
Leaf water potential (Ψleaf) is a fundamental physiological metric quantifying tree water status and forest drought stress, yet its measurement remains labor-intensive and destructive. Hyperspectral techniques show great promise for retrieving plant physiological traits; however, robust Ψleaf estimation remains limited by three critical factors: unbalanced data distributions, the need for global-local feature synergy, and inherent uncertainty in point-based regression.
Methods:
Here, we propose a deep learning framework (CIDL) that integrates: (1) a conditional generative adversarial network (CGAN) to generate balanced synthetic samples across the full Ψleaf domain; (2) a feature extractor that combines Inception-ResNet with ACmix (IRAC) to capture local absorption features and long-range spectral dependencies jointly; and (3) a distribution-aware regression network (DARN) to explicitly model the target-variable distribution, thereby enhancing predictive reliability. The model was trained and evaluated using a dataset derived from dehydration experiments on leaves of young Populus euramericana 'I-214' trees, comprising 229 paired Ψleaf and hyperspectral reflectance measurements, which were further augmented with 500 CGAN-generated synthetic samples to improve model robustness.
Results:
CIDL achieved a prediction accuracy of R 2 = 0.78 and RMSE = 0.27 MPa on the test set, clearly outperforming traditional machine learning methods (mean R 2 = 0.66, mean RMSE = 0.34 MPa) and yielding a modest yet consistent improvement over mainstream deep learning approaches (mean R 2 = 0.76, mean RMSE = 0.28 MPa).
Discussion:
These results demonstrate that the proposed CIDL framework provides a generalizable solution for small-sample physiological hyperspectral analysis and offers a reliable, non-destructive pathway for tree water-stress monitoring, with strong potential for applications in smart forestry management.
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