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Imparting Biodegradability to Highly-Efficient Upconversion Nanoparticles via Facet-Selective Zirconium Doping
Murad M A Abualrejal1, Byeong-Seok Moon1, Tae Kyung Lee2
1School of Chemical Engineering, Sungkyunkwan University, Suwon, Republic of Korea.
Small (Weinheim an Der Bergstrasse, Germany)
|April 20, 2026
Summary
Researchers developed biodegradable upconversion nanoparticles (UCNPs) by incorporating zirconium ions into LiREF4. This innovation enhances biological safety for upconversion nanoparticles, enabling safer applications in biophotonics and clinical imaging.
Area of Science:
- Materials Science
- Nanotechnology
- Biophotonics
Background:
- Alkali rare-earth fluorides (e.g., UCNPs) are crucial in biophotonics but raise concerns regarding long-term bioretention and toxicity due to their stability.
- There is a need for upconversion nanoparticles that balance high photonic performance with biological safety for clinical applications.
Purpose of the Study:
- To engineer biodegradable upconversion nanoparticles (UCNPs) by modifying the LiREF4 lattice.
- To maintain the structural integrity and luminescent efficiency of UCNPs while introducing biodegradability.
- To explore the potential of these modified UCNPs for safe biomedical applications.
Main Methods:
- Substitution of rare-earth ions with Zr4+ on the [001] facet of LiREF4 (RE = Yb3+).
- Density functional theory (DFT) calculations to analyze the stability and coordination of Zr4+ within the modified lattice.
- Assessment of degradation lifetime for bare and silica-coated UCNPs using the Stöber process.
Main Results:
- The incorporation of Zr4+ created a biodegradable domain within the LiREF4 lattice, preserving the UCNP's structure and luminescence.
- DFT calculations confirmed the stable hosting of Zr4+ as hydrolytically active zirconium fluoride complexes with varying coordination numbers.
- The modified UCNPs exhibited a degradation lifetime of 4 days (bare) and over 1 month (silica-coated), demonstrating controlled biodegradability.
Conclusions:
- A novel strategy was developed to impart biodegradability to highly efficient upconversion nanoparticles.
- This approach establishes a new design principle for creating safer UCNPs by controlled degradation.
- The biodegradable UCNPs show promise for clinically translatable optical imaging and therapeutic applications.

