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Privacy-enhancing sequential learning under heterogeneous selection bias in multi-site electronic health records data
Ritoban Kundu1, Maxwell Salvatore1,2, Kumar Kshitij Patel3
1Department of Biostatistics, Epidemiology & Informatics, University of Pennsylvania, Philadelphia, PA 19104, United States.
Summary
New statistical methods, Sequential Pseudo-Likelihood (SPL) and Sequential Augmented Inverse Probability Weighting (SAIPW), enable privacy-preserving disease risk estimation across electronic health record sites. These methods accurately adjust for selection bias without sharing patient data.
Area of Science:
- Biostatistics
- Epidemiology
- Health Informatics
Background:
- Distributed health platforms face challenges in centralized analysis due to patient privacy concerns.
- Heterogeneous selection mechanisms across electronic health record (EHR) sites complicate disease risk parameter estimation.
- Sharing individual-level patient data is often infeasible in multi-site health research.
Purpose of the Study:
- To develop and validate privacy-enhancing statistical methods for disease risk estimation across multiple EHR sites.
- To address challenges posed by heterogeneous selection mechanisms and avoid individual-level data sharing.
- To illustrate the utility of proposed methods in a cross-biobank analysis of smoking and cancer subtypes.
Main Methods:
- Proposed Sequential Pseudo-Likelihood (SPL) and Sequential Augmented Inverse Probability Weighting (SAIPW) methods.
- Utilized summary statistics shared across sites and external population information to adjust for selection bias.
- Compared SPL and SAIPW against unweighted and centralized/meta-learning benchmarks using simulated and real-world data from the NIH All of Us (AOU) and Michigan Genomics Initiative (MGI) biobanks.
Main Results:
- Unweighted estimators showed significant bias, while SPL and SAIPW produced unbiased estimates with valid coverage.
- SAIPW demonstrated robustness to selection model misspecification.
- Both SPL and SAIPW exhibited minimal efficiency loss compared to centralized methods, outperforming unstable meta-learning approaches for rare outcomes.
- Analyses identified strong associations between smoking and lung, bladder, and larynx cancers.
Conclusions:
- Site-specific selection biases must be accounted for in distributed health networks.
- SPL and SAIPW provide practical, scalable, privacy-enhancing solutions for harmonizing diverse biobanks.
- The developed framework facilitates valid inference across EHR sites, enabling scalable, distributed research with real-world data.
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