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Hyperspectral inversion of winter wheat nitrogen content based on feature optimization and stacking ensemble learning
Fuxing Guan1, Changchun Li1, Guijun Yang2
1School of Surveying and Land Information Engineering, Henan Polytechnic University, Jiaozuo, China.
Abstract:
Rapid, non-destructive crop nitrogen monitoring is a core pillar of precision fertilization and mass-balance nutrient management, which requires real-time uptake data to balance fertilizer inputs, crop demand and environmental nitrogen losses. But hyperspectral data redundancy, background noise and black-box machine learning models limit inversion generalization performance and interpretability, hampering field-scale mass-balance management. Using jointing-to-filling winter wheat canopy hyperspectral data, we built a three-tier progressive framework of preprocessing, feature selection and model architecture, systematically evaluating 2 preprocessing, 5 feature selection and 5 modeling schemes, with SHAP-based analysis to reveal the physiological mechanisms underlying band contributions. The main findings are summarized as follows: (1) First-derivative (FD) transformation achieved selective enhancement of nitrogen signals. By removing indirect coupling confounding signals, the test-set R² of all models increased from 0.57-0.73 under Savitzky-Golay (SG) full-spectrum input to 0.71-0.76. (2) Feature selection delivered a significantly greater accuracy gain than model optimization, and a clear feature-model compatibility pattern was identified. Specifically, the sparse high-purity features selected by LASSO were highly aligned with the similarity measurement mechanism of the GPR kernel function. (3) The FD-LASSO-stacking ensemble scheme achieved the optimal inversion performance, with a test-set R² of 0.875, RMSE of 0.281%, and RPD of 2.834. This model also achieved favorable performance with an R2 of 0.781 in cross-growth-stage inversion, which verifies its generalization ability and stability to a certain extent.(4) SHAP analysis quantified the contribution levels of features screened by each algorithm, and identified cross-algorithm common core bands including the 757 nm red edge and 939 nm near-infrared bands, verifying the biological rationality of model decisions. This study not only realizes high-accuracy nitrogen inversion in winter wheat, but also deepens the mechanistic understanding of hyperspectral inversion from the perspectives of feature-model compatibility and model interpretability. It provides theoretical and technical support for lightweight sensor band design, field precision nitrogen diagnosis, and mass-balance-based nitrogen management.
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