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Updated: Aug 10, 2026

Transcutaneous Microcirculatory Imaging in Preterm Neonates
Published on: December 31, 2015
Assessment of passive respiratory compliance in healthy preterm infants: a critical evaluation
M Gappa1, P S Rabbette, K L Costeloe
1Institute for Child Health, University of London, U.K.
Insights
Assessing passive respiratory mechanics in healthy preterm infants using multiple occlusion technique (MOT) and single breath technique (SBT) showed less than 5% difference in respiratory system compliance (Crs). These noninvasive methods require careful application in this population.
Area of Science:
- Neonatal Medicine
- Pediatric Respiratory Physiology
- Pulmonary Function Testing
Background:
- Airway occlusion techniques are established for assessing passive respiratory mechanics in term infants.
- Single breath technique (SBT) is common for lung function in intubated infants.
- Reliability of these methods in healthy, unintubated preterm infants is less understood.
Purpose of the Study:
- Evaluate multiple occlusion technique (MOT) and SBT in healthy, unintubated preterm infants.
- Facilitate reference value establishment for lung function assessments.
- Improve interpretation of pulmonary function in neonatal units.
Main Methods:
- 31 healthy preterm infants (29-36 weeks gestational age) were studied.
- Both MOT and SBT were used to assess respiratory system compliance (Crs).
- Data quality and agreement between techniques were analyzed.
Main Results:
- Technically acceptable Crs data were obtained in 25/31 infants.
- Satisfactory paired data from both MOT and SBT were achieved in 22 infants.
- Mean Crs values were 28.1 ± 5.2 mL/kPa (MOT) and 29.1 ± 6.0 mL/kPa (SBT), with <5% mean difference.
- Gross discrepancies occurred when data were invalidated due to infant factors.
Conclusions:
- MOT and SBT provide comparable Crs values in healthy preterm infants when technically successful.
- Careful application and interpretation are crucial due to potential discrepancies.
- These techniques can be valuable for assessing lung function in this population.
Abstract:
The airway occlusion techniques for assessing passive respiratory mechanics have become well established methods in fullterm neonates and older infants. The single breath technique (SBT) is frequently used for assessing lung function in intubated infants on neonatal intensive care units. However, less is known about the reliability of these quick and noninvasive techniques in healthy preterm infants. The aim of this study was to evaluate these methods in healthy unintubated preterm infants to facilitate both establishment of reference values and more meaningful interpretation of lung function assessments in the neonatal unit. Forty-seven studies were attempted in 31 healthy preterm infants (gestational age 29-36 weeks; body weight 1.88 +/- 0.28 kg; mean +/- SD) during the first 2 weeks of life, using both the multiple occlusion technique (MOT) and the SBT. Whereas technically acceptable respiratory system compliance (Crs) data from either the MOT or the SBT were obtained on 37 occasions in 25 infants, satisfactory results from both techniques were achieved only on 22 occasions. In these infants mean +/- SD Crs was 28.1 +/- 5.2 mL kPa-1 when assessed by MOT and 29.1 +/- 6.0 mL kPa-1 when using the SBT. The mean difference between technically satisfactory paired Crs values obtained with MOT and SBT was less than 5% (range, +28 to -18%). By contrast, in infants in whom data were invalidated as a result of expiratory airflow braking, failure to relax or instability of the end-expiratory level, gross discrepancies occurred between the techniques.(ABSTRACT TRUNCATED AT 250 WORDS)
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