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Dealing with missing outcomes: lessons from a randomized trial of a prenatal intervention to prevent early childhood
Kamila Plutzer1, Gloria C Mejia, A John Spencer
1Australian Research Centre for Population Oral Health, School of Dentistry, The University of Adelaide, Adelaide, South Australia.
Insights
Providing anticipatory guidance to mothers significantly reduces severe early childhood caries (S-ECC). This preventative strategy is effective even with potential follow-up losses in randomized controlled trials (RCTs).
Area of Science:
- Pediatric Dentistry
- Public Health
- Biostatistics
Background:
- Severe early childhood caries (S-ECC) affects a significant percentage of young children, impacting their overall health.
- S-ECC is largely preventable through maternal anticipatory guidance.
- Randomized controlled trials (RCTs) are ideal for testing interventions but face challenges with participant attrition in preventative strategies.
Purpose of the Study:
- To re-examine the results of an RCT designed to prevent S-ECC.
- To assess the impact of anticipatory guidance on S-ECC incidence using sensitivity analyses and multiple imputation.
- To evaluate the robustness of findings despite potential violations of random allocation and loss to follow-up.
Main Methods:
- Re-analysis of an existing RCT dataset using sensitivity analyses.
- Application of multiple imputation techniques to handle missing outcome data.
- Testing various assumptions regarding random allocation violations and participant attrition.
Main Results:
- Anticipatory guidance significantly reduced S-ECC incidence at 20 months of age, regardless of assumptions about missing data.
- The relative risk of S-ECC varied between 0.18 and 0.70, with the number needed to treat ranging from 8 to 20.
- Multiple imputation yielded a best estimate relative risk of 0.25 and a number needed to treat of 14.
Conclusions:
- Anticipatory guidance is an effective strategy for preventing S-ECC.
- Sensitivity analyses and multiple imputation can strengthen RCT findings when loss to follow-up is a concern.
- These statistical methods add value to conclusions from RCTs in preventative healthcare settings.
Abstract:
Severe early childhood caries (S-ECC) affects 17% of 2-3 year old children in South Australia impacting on their general health and well-being. S-ECC is largely preventable by providing mothers with anticipatory guidance. Randomised controlled trials (RCTs) are the most decisive way to test this, but that approach suffers from near inevitable loss to follow-up that occurs with preventative strategies and distant outcome assessment.We re-examined the results of an RCT to prevent S-ECC using sensitivity analyses and multiple imputation to test different assumptions about violation of random allocation (1%) and major loss to follow-up (32%). Irrespective of any assumptions about missing outcomes, providing expectant mothers with anticipatory guidance during pregnancy and in the child's first year of life, significantly reduced the incidence of S-ECC at 20 months of age. However, the relative risk of S-ECC varied from 0.18 (95% confidence interval (CI): 0.06 - 0.52) to 0.70 (95% CI: 0.56 - 0.88). Also the 'number needed to treat' (NNT) to prevent one case of S-ECC varied 2.5-fold: from 8 to 20 women given anticipatory guidance. Multiple imputation provided a best estimate of 0.25 (95% CI: 0.11 - 0.56) for the relative risk and of 14 (95% CI: 10 - 33) for the number needed to treat.Avoiding loss to follow-up is crucial in any RCT, but is difficult with preventative health care strategies. Instead of abandoning randomisation in such circumstances, sensitivity analyses and multiple imputation can consolidate the findings of an RCT and add extra value to the conclusions derived from it.
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