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Characterisation of children's asthma status by ICD-9 code and criteria-based medical record review
Young Juhn1, Amiinah Kung, Robert Voigt
1Department of Community Pediatric & Adolescent Medicine, Mayo Clinic, Rochester, Minnesota 55944, USA. juhn.young@mayo.edu
Insights
Physician diagnosis codes (ICD-9) under-identify pediatric asthma cases compared to detailed medical record review. This suggests ICD codes are better for research than for tracking asthma prevalence.
Area of Science:
- Pediatric Pulmonology
- Clinical Informatics
- Epidemiology
Background:
- Accurate identification of pediatric asthma cases is crucial for understanding disease burden and guiding public health initiatives.
- International Classification of Diseases (ICD) codes are widely used for diagnosis-based patient identification in healthcare systems.
- The reliability of ICD codes for asthma ascertainment in children requires rigorous evaluation against established clinical criteria.
Purpose of the Study:
- To characterize the relationship between asthma ascertainment using International Classification of Diseases, Ninth Revision (ICD-9) codes and criteria-based medical record review in children.
- To evaluate the agreement and validity of ICD-9 code-based asthma identification compared to a gold standard medical record review.
Main Methods:
- A comparative study was conducted to assess asthma identification in children using both ICD-9 codes and a detailed criteria-based medical record review.
- Agreement rates and validity indices, including sensitivity, specificity, and predictive values, were calculated for the ICD-9 code approach.
- Asthma status determined by medical record review served as the gold standard for comparison.
Main Results:
- The agreement between ICD-9 coding and medical record review for asthma identification was 81.6%, with a kappa value of 0.28 (P<0.0001).
- The ICD-9 code-based approach demonstrated a sensitivity of 24.0%, specificity of 97.8%, positive predictive value of 75.0%, and negative predictive value of 82.0%.
- These results indicate a significant under-identification of pediatric asthma cases by ICD-9 codes.
Conclusions:
- ICD-9 code-based asthma ascertainment substantially under-identifies children with asthma when compared to criteria-based medical record review.
- While ICD codes may possess utility in etiologic research requiring physician-diagnosed cohorts, their accuracy is insufficient for robust asthma epidemiology surveillance.
- Further research may be needed to refine diagnostic coding practices for pediatric respiratory conditions.
Objective:
To characterise the relationship between ICD code-based (i.e. physician diagnosis-based) and criteria-based asthma ascertainment.
Methods:
We compared identification of children with asthma between criteria-based medical record review for asthma ascertainment and an ICD-9 code-based approach. We determined the agreement rate and validity index of ICD code-based asthma ascertainment using asthma status by medical record review as a gold standard.
Results:
Of the 115 study subjects, the agreement between medical record review and ICD-9 coding was 81.6% with a kappa value of 0.28 (P<0.0001). Sensitivity, specificity, positive and negative predictive values for ICD-9 code were 24.0%, 97.8%, 75.0%, and 82.0%, respectively, using criteria for asthma by medical record review as gold standard.
Conclusions:
ICD code-based asthma ascertainment appears to under-identify children with asthma compared to criteria-based medical record review. ICD codes may be useful for etiologic research but may not be suitable for surveillance of asthma epidemiology.
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