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Intracapsular and Extracapsular Tonsillectomy and Adenoidectomy in Pediatric Obstructive Sleep Apnea
Pamela Mukhatiyar1, Kiran Nandalike2, Hillel W Cohen3
1Division of Pediatric Respiratory and Sleep Medicine, The Children's Hospital at Montefiore, Albert Einstein College of Medicine, Bronx, New York.
Insights
Extracapsular tonsillectomy and adenoidectomy (ETA) and intracapsular tonsillectomy and adenoidectomy (ITA) effectively treat obstructive sleep apnea syndrome (OSAS) in children. However, ITA may be less effective for children with both asthma and obesity.
Area of Science:
- Pediatric Otolaryngology
- Sleep Medicine
- Surgical Outcomes Research
Background:
- Obstructive sleep apnea syndrome (OSAS) in children often necessitates surgical intervention.
- Limited comparative data exists on the clinical outcomes of extracapsular tonsillectomy and adenoidectomy (ETA) versus intracapsular tonsillectomy and adenoidectomy (ITA) for pediatric OSAS.
Purpose of the Study:
- To compare polysomnography (PSG) and clinical outcomes following ETA and ITA in children diagnosed with OSAS.
- To evaluate the impact of comorbid asthma and obesity on the effectiveness of these surgical procedures.
Main Methods:
- Retrospective cohort study analyzing medical records of 89 children with OSAS who underwent either ETA or ITA.
- Inclusion criteria included confirmed OSAS via PSG and absence of craniofacial/neurological disorders.
- Outcomes assessed included PSG parameters and treatment failure, defined as residual OSAS (apnea-hypopnea index ≥5 events/hour).
Main Results:
- Both ETA and ITA demonstrated significant short-term improvements in PSG findings for pediatric OSAS.
- No significant differences in overall clinical outcomes or treatment failure rates were observed between the ETA and ITA groups.
- A notable finding was an increased likelihood of residual OSAS after ITA in the subset of patients with coexisting asthma and obesity (OR, 16.5; P=.04).
Conclusions:
- Both ETA and ITA are effective surgical options for pediatric OSAS, yielding comparable short-term results.
- The presence of comorbid asthma and obesity may indicate a poorer response to ITA, suggesting ETA might be a more robust option in such cases.
- Further research is warranted to elucidate long-term outcomes and refine surgical decision-making for complex pediatric OSAS cases.
Importance:
Limited information exists regarding clinical outcomes of children undergoing extracapsular tonsillectomy and adenoidectomy (ETA) or intracapsular tonsillectomy and adenoidectomy (ITA) for treatment of obstructive sleep apnea syndrome (OSAS).
Objectives:
To quantify polysomnography (PSG) and clinical outcomes of ETA and ITA in children with OSAS and to assess the contribution of comorbid conditions of asthma and obesity.
Design, Setting, And Participants:
Retrospective cohort study using medical records at a tertiary pediatrics inner-city hospital. Medical records from 89 children who underwent ETA or ITA between October 1, 2008, and December 31, 2013, were analyzed. The dates of our analysis were January 6, 2014, to April 11, 2014. Inclusion criteria required no evidence of craniofacial or neurological disorders, confirmation of OSAS by PSG within the 2 years before surgery, and a second PSG within the 2 years after surgery.
Interventions:
Each child underwent ETA or ITA after being evaluated by a pediatric otolaryngologist and obtaining written parental informed consent.
Main Outcomes And Measures:
Main primary outcomes were derived from PSG. Secondary outcomes included treatment failure, defined as residual OSAS with an obstructive apnea-hypopnea index of at least 5 events per hour. Comparisons were made between and within groups. Logistic regression was used to identify factors associated with treatment failure.
Results:
Fifty-two children underwent ETA, and 37 children underwent ITA. Children in the ETA group were older (7.5 vs 5.2 years, P = .001) and more obese (60% [31 of 52] vs 30% [11 of 37], P = .004). However, both groups had similar severity of OSAS, with median preoperative obstructive apnea-hypopnea indexes of 17.0 in the ETA group and 24.1 in the ITA group (P = .21), and similar prevalences of asthma (38% [20 of 52] vs 38% [14 of 37]). After surgery, significant improvement was noted on PSG in both groups, with no differences in any clinical outcomes. There was no association between procedure type, age, or body mass index z score and treatment failure. However, in a subset of patients with asthma and obesity, ITA was associated with residual OSAS (odds ratio, 16.5; 95% CI, 1.1-250.2; P = .04).
Conclusions And Relevance:
Both ETA and ITA are effective modalities to treat OSAS, with comparable surgical outcomes on short-term follow-up. However, when comorbid diagnoses of both asthma and obesity exist, OSAS is likely to be refractory to treatment with ITA compared with ETA.
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