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Risk Assessment in Criminal Sentencing
John Monahan1, Jennifer L Skeem2
1University of Virginia School of Law, Charlottesville, Virginia 22903-1738;
Risk assessment tools are increasingly used in criminal sentencing to manage offender recidivism and prison populations. This study examines their jurisprudential basis, application, and key challenges, including fairness and disparity concerns.
Area of Science:
- Criminology and Criminal Justice
- Legal Studies
- Public Policy
Background:
- Growing interest in risk assessment for criminal sentencing over recent years.
- Dual aims: reducing recidivism via incapacitation/treatment and lowering prison populations by diversion.
- Need to understand jurisprudential underpinnings and practical application of risk assessment in sentencing.
Purpose of the Study:
- To explore jurisprudential theories of sentencing, differentiating those that support or preclude risk assessment.
- To characterize and illustrate the diverse roles of risk assessment within the sentencing process.
- To clarify ambiguities surrounding the definition of 'risk' and optimal timing for risk assessment of offenders.
Main Methods:
- Review and analysis of jurisprudential theories relevant to criminal sentencing.
- Characterization and illustration of risk assessment's varied applications in sentencing.
- Conceptual clarification of 'risk' and assessment timing in the context of sentencing.
Main Results:
- Identified varying roles for risk assessment in sentencing, from incapacitation to diversion.
- Clarified the meaning of 'risk' and appropriate timing for assessment.
- Highlighted four key challenges: conflating risk with blame, group data vs. individual inference, risk assessment vs. risk reduction, and impact on disparities.
Conclusions:
- Risk assessment in sentencing presents significant jurisprudential and practical challenges.
- Critical issues include the conflation of risk and blame, and the potential for group data to obscure individual circumstances.
- The impact of risk assessment on racial and economic disparities in imprisonment requires careful consideration and further investigation.
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