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Naturalistic Emotion Decoding From Facial Action Sets
Sylwia Hyniewska1,2,3, Wataru Sato1, Susanne Kaiser2,3
1Kokoro Research Center, Kyoto University, Kyoto, Japan.
Frontiers in Psychology
|February 5, 2019
Summary
Humans decode emotions and appraisals using facial action units (AUs). This study analyzed spontaneous expressions, finding that specific AU sets correlate with decoding, though not always matching prior theories.
Area of Science:
- Psychology
- Neuroscience
- Human Behavior
Background:
- Theoretical models propose humans decode emotions and appraisals from facial action units (AUs).
- Empirical evidence linking specific AU sets to emotion/appraisal decoding is limited and often contradictory.
- Previous research predominantly used posed facial expressions, not spontaneous ones in naturalistic settings.
Purpose of the Study:
- To investigate the relationship between decoding emotions/appraisals and facial action units (AUs).
- To analyze spontaneous, dynamic facial expressions in a real-life emotional context.
- To compare empirical findings with theoretical proposals regarding AU sets for emotion/appraisal decoding.
Main Methods:
- Utilized unobtrusively recorded video of spontaneous facial expressions during a real-life emotional event (lost luggage).
- Annotated observed facial action units (AUs) using the Facial Action Coding System.
- Employed stepwise multiple regression analyses to explore associations between emotion/appraisal decoding and AU sets in 98 male participants.
Main Results:
- All decoded emotions and appraisals demonstrated significant associations with specific sets of facial action units (AUs).
- Regression analyses revealed AU sets that were both consistent and inconsistent with existing theoretical predictions.
- The findings indicate that perception of AU sets underlies emotion and appraisal decoding.
Conclusions:
- Decoding of emotions and appraisals from facial expressions is implemented through the perception of specific sets of facial action units (AUs).
- The empirically identified AU sets for decoding may differ from those proposed in previous theoretical frameworks.
- This study highlights the complexity of facial expression decoding using spontaneous, real-world data.
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