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Meaningful Human Control over Autonomous Systems: A Philosophical Account
Filippo Santoni de Sio1, Jeroen van den Hoven1
1Section Ethics/Philosophy of Technology, Faculty Technology Policy and Management, Delft University of Technology, Delft, Netherlands.
This paper defines meaningful human control for autonomous weapon systems, proposing two conditions: tracking environmental and moral factors, and tracing outcomes to human operators. This ensures ethical AI development and deployment.
Area of Science:
- Ethics of Artificial Intelligence
- Robotics and Autonomous Systems
- Philosophy of Technology
Background:
- Proliferation of lethal autonomous weapon systems (LAWS) raises ethical concerns regarding increased military wrongs and a potential responsibility gap.
- The principle of meaningful human control (MHC) is central to legal and political debates on LAWS, emphasizing human oversight.
- Existing policy and design frameworks lack a precise definition of MHC, hindering its practical implementation.
Purpose of the Study:
- To establish a foundational philosophical account of meaningful human control (MHC) for autonomous systems.
- To translate MHC principles into actionable design requirements aligned with Responsible Innovation and Value-sensitive Design.
- To explore the broader implications of the MHC framework for both military and non-military AI applications.
Main Methods:
- Developed a philosophical account of MHC grounded in the concept of 'guidance control' from free will and moral responsibility debates.
- Formulated MHC as a set of design requirements, focusing on necessary conditions for maintaining human control over autonomous systems.
- Proposed two core conditions for MHC: 'tracking' (system responsiveness to reasons and environment) and 'tracing' (accountability for outcomes).
Main Results:
- Defined MHC through two necessary conditions: 'tracking' and 'tracing'.
- The 'tracking' condition requires autonomous systems to respond to relevant human moral reasons and environmental facts.
- The 'tracing' condition mandates that system outcomes must be traceable to a human in the design or operational chain.
Conclusions:
- The proposed account of MHC provides a theoretical basis and practical design requirements for ethically developing and deploying autonomous systems.
- Meaningful human control, defined by tracking and tracing conditions, is crucial for addressing ethical concerns in AI and robotics.
- The MHC framework has implications for the design and use of diverse autonomous systems, including self-driving cars and military applications.
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