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Explicit-by-Implicit Treatment of Natural Orbital Occupations Using First- and Second-Order Optimization Algorithms:

Yi-Fan Yao1, Zhang Zhang1, Wei-Hai Fang1,2

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We explored optimization methods for reduced density matrix functional theory (RDMFT) to improve electronic structure calculations. The explicit-by-implicit (EBI) method combined with gradient descent (GD) shows superior performance for complex systems.

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Area of Science:

  • Quantum Chemistry
  • Computational Physics
  • Materials Science

Background:

  • Reduced Density Matrix Functional Theory (RDMFT) is crucial for accurate electronic structure calculations.
  • Convergence issues in RDMFT optimization affect the reliability of theoretical models.
  • The ensemble N-representability constraint poses a significant challenge.

Purpose of the Study:

  • To investigate and improve convergence in RDMFT natural occupation optimization.
  • To evaluate the performance of the explicit-by-implicit (EBI) method combined with various optimization algorithms.
  • To assess the reliability of RDMFT for strongly correlated systems and large molecules.

Main Methods:

  • Exploration of EBI combined with Lagrangian Multipliers (LM), Augmented Lagrangian Methods (ALM), and Gradient Descent (GD).
  • Comparison of first- and second-order numerical optimization algorithms.
  • Performance evaluation on various systems, including strongly correlated and large molecules.

Main Results:

  • LM and ALM exhibit convergence issues across different system sizes.
  • EBI optimizations converge to better energies with fewer iterations than LM/ALM.
  • EBI combined with Gradient Descent (EBI@GD) consistently yields the lowest energies with favorable computational scaling.
  • EBI@NM struggles with local minima in strongly correlated systems and large molecules.

Conclusions:

  • The EBI method offers significant advantages for RDMFT calculations, particularly for transition states, strongly correlated systems, and large molecules.
  • EBI@GD emerges as a robust and efficient approach for RDMFT optimization.
  • This study provides valuable insights for developing more efficient RDMFT algorithms.