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The Awareness-First Theory: A Coherence Principle Underlying Active Inference and Physical Law.

Jason Clarke1

  • 1School of Human and Social Sciences, University of West London, Ealing, London W5 5RF, UK.

Entropy (Basel, Switzerland)
|March 28, 2026
PubMed
Summary
This summary is machine-generated.

The Awareness-First Theory posits that awareness is primary, not a product of biological systems. It reframes Active Inference not as generating awareness, but as maintaining coherence within it.

Keywords:
active inferencefree energy principlephenomenal consciousnesstranscendental conditionsvariational principles

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Area of Science:

  • Cognitive Science
  • Neuroscience
  • Theoretical Biology

Background:

  • The Free Energy Principle (FEP) and Active Inference offer a unified framework for biological systems, explaining organization under uncertainty.
  • However, these models do not address the fundamental question of subjective experience or 'why there is experience at all.'

Purpose of the Study:

  • To propose the Awareness-First Theory (AFT) as an alternative framework that begins with the givenness of awareness.
  • To formalize the conditions necessary for a coherent world to appear within awareness.

Main Methods:

  • Introduced the Coherence Principle (δA=0) as a variational stationarity condition for awareness.
  • Reinterpreted existing variational principles (e.g., FEP's δF=0, stationary action's δS=0) as specific projections of this parent constraint.
  • Proposed that Active Inference describes coherence maintenance within awareness, not its generation.

Main Results:

  • Demonstrated that familiar variational principles are restricted cases of the Coherence Principle.
  • Showed that Active Inference's role is to maintain coherence within awareness under uncertainty.
  • Dissolved the perceived explanatory gap between physical processes and phenomenal experience by reframing it as a category error.

Conclusions:

  • The Awareness-First Theory provides a new perspective on the relationship between physical systems and subjective experience.
  • The AFT suggests that Active Inference models how systems maintain awareness coherence, rather than generating awareness itself.
  • The theory yields testable predictions regarding dissociations between inference and coherence in various states like dreaming and psychopathology.