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A Hybrid Vision Transformer and EfficientNet-B3 Framework for Facial Expression Recognition
Sasan Karamizadeh1, Saman Shojae Chaeikar2, Mazdak Zamani3
1Department of Computer, Ershad Damavand Institute of Higher Education, Tehran 1416834311, Iran.
Abstract:
Facial expression recognition technology is vital for security, verification, and personalization, but it faces challenges due to variations in scale, illumination, occlusion, and facial expressions. This paper presents a hybrid architecture that combines Vision Transformers (ViTs) to capture global context with EfficientNet-B3 for multi-scale feature extraction. Unlike simple concatenation, our approach projects the ViT's [CLS] token and the EfficientNet's global pooling features into a shared 512-dimensional space before merging, enabling better alignment of global and local features. When tested on the FERPlus dataset, it reaches an accuracy of 94.4 ± 0.3%, surpassing several recent methods, notably existing transformer- and CNN-based methods. Ablation studies show each component's contribution, with the full model outperforming the no-fusion version by 2.6%. With around 98 million parameters and an inference time of ~23 ms per image, it balances efficiency and high performance, suitable for real-time use on suitable hardware. Evaluation via confusion matrix, t-SNE visualization, and comparisons with recent techniques such as HLA-ViT (90.13%), AU-ViT (90.15%), and CCFER (91.24%) demonstrates its robustness and discriminative feature learning. This work highlights the promise of hybrid deep learning architectures in tackling real-world facial expression recognition challenges.